Econ 560a Assignment 3


P1. Use a gradient hill-climbing algorithm to maximize the following function of two variables (x,y) starting from the initial point (0,0):

f(x,y)=10*exp(-[(2/3)*(x-.2)^2-(2/3)(x-.2)(y-.1)+(2/3)(y-.1)^2])+ 9*exp(-4*[2(x+1)^2+2(x+1)(y-3)+2(y-3)^2])+sin(xy)-2cos(xy)

  1. Can you use the BHHH algorithm to optimize this function?

  2. Use a gradient hill-climbing algorithm with analytically computed second derivatives. Can you get the hill climbing algorithm to converge starting from (0,0)? Try starting from some other points: (-1,-1) (-1,5) (4,2) (10,-10). Does the algorithm converge for these different starting values? If so does it converge to the same point in each case?

  3. Repeat the above exercise but using initially the identity matrix as an estimate of the hessian at (0,0) and the BFGS algorithm for computing an approximate inverse Hessian.

  4. From inspection of the function, can you guess what its true global is (assuming it exists)? Do a surface plot of the function: does the surface plot give you some clues about where the global maximum is located, and some insight into the problems a gradient hill-climbing algorithm may be experiencing?

  5. Implement the simulated annealing algorithm as described in Numerical Recipes. Launch the simulated annealing algorithm from the various starting points in part 2 above. Does this method invariably converge to the global optimum of this function (if it exists)?

P2. Access the Gauss code for the nested fixed point algorithm at http://gemini.econ.yale.edu/jrust/nfxp.html and use it to answer the following questions.

  1. Assume the discount factor beta=.9999. Estimate a model of bus engine replacement where the monthly cost of maintaining a bus with x accumulated miles is a linear function of x. Use the full sample of buses in the data set to estimate the unknown parameters. Is it possible to estimate the intercept of the maintenance cost function c(x)?

  2. Now treat beta as an unknown parameter to be estimated. Is the nested fixed point algorithm successful in finding joint maximum likelihood estimates of beta, the slope of the cost function, and the cost of replacing a bus engine?

  3. Now change the cost function to a cubic function and attempt to estimate the unknown parameters. Does the algorithm experience troubles finding a maximum likelihood estimate? If you have trouble getting the algorithm to converge, does it help if you set beta to a fixed value such as .9999?

  4. Repeat steps 1 and 3, but also include a lagged dependent variable in the estimation (i.e. a dummy variable indicating whether the bus engine was replaced last period). Is the coefficient estimate of this lagged dependent variable statistically significantly different from 0?

  5. Use the parameter estimates from step 1 to compute the stationary distribution of mileage on buses in the bus fleet under the optimal replacement policy implied by the maximum likelihood parameter estimates. Using the stationary distribution, calculate a) the mean mileage on a bus at the time a bus engine is replaced, b) the unconditional mean mileage (odometer) for all the buses in the fleet, and c) the fraction of buses which have their engines replaced in any given month.

  6. Treating the cost of replacing a bus engine as a parameter, compute the expected ``replacement demand function'' as this parameter varies between one half and twice the nested fixed point algorithm's maximum likelihood estimate of this parameter. Plot the mean number of engine replacements per month (in steady state) as a function of this cost of replacment.

  7. Finally, show how this ``replacement demand curve'' shifts if we assume that the discount factor beta=0. Plot this next to the demand curve computed under the assumption that beta=.9999.
    Send questions/comments to: jrust@econ.yale.edu